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THINGS
YOU NEED TO KNOW TO CHOOSE THE RIGHT DISPUTE RESOLUTION PROCESS:
There are various dispute resolution
processes to choose from. Some disputes may need to be decided by a judge
in a public forum. Others may be resolved most efficiently in a private,
voluntary setting. Still others may benefit from the advice of a neutral
third party.
The type of conflict, the specific
facts, the attributes of the disputants, the issues in dispute as well
as the urgency of the conflict all influence what dispute resolution process
will be appropriate.
When making the decision, some
factors will be more important than others. For example, a binding decision
may be needed urgently, or, it may be critical to maintain a good working
relationship.
Keep in mind that it is beneficial
to review the dispute resolution decision. As time passes and information
is uncovered or positions change, the process that was originally selected
may no longer be right.
The following list describes
several of the dispute resolution processes to choose from. Factors that
may influence whether it is the right process for you are included.
Please click here for a short questionnaire to consider your suitability for mediation at this time.
ARBITRATION
Evidence is provided to a
neutral third person who makes a decision. Disputants typically have
some say in who arbitrates, and when and where the arbitration occurs.
The arbitrator’s decision may be binding, or, it may be non-binding
in which case the parties decide whether or not to accept it. The goal
of this process is to persuade the decision-maker that your position
is right. The decisions that an arbitrator can make are limited by legislation
or the terms of their appointment.
COLLABORATIVE LAW
Collaborative law is one
form of negotiation. Disputants and their lawyers enter into an agreement
to work together to resolve the conflict. This process is currently
used to assist couples who are separating or divorcing and involves
a series of meetings between both the lawyers and the parties. At times,
other professionals such as divorce coaches or financial planners are
involved. It is private. Every step involves personal choice. If one
party decides to litigate, then all the disputants must find new lawyers.
LITIGATION
In this process, judges make
binding decisions on facts that are presented and argued by the parties.
It can take many months, sometimes years, to get to trial. The procedures
are formal and the emphasis is on procedural fairness. The remedies
that a judge can order are limited by legislation and common law. The
trial and the judicial decision are usually open to the public. The
legal fees, disbursements and the taxes on these can be onerous. Far
fewer matters reach trial than are begun. One reason is that disputants
negotiate a resolution before the trial, alone, or with the assistance
of a mediator.
MEDIATION
A neutral mediator assists
the disputants to reach a voluntary resolution of the dispute. Even
when disputants are required to attend mediation, whether to continue
to participate and every decision reached at mediation, is voluntary.
When and where to mediate, and who will mediate, are choices made by
the disputants. Whether or not lawyers attend the mediation and what
role they fill at the mediation are also matters of choice. The outcomes
that are reached by the parties are often detailed and creative and
may, by consent, address other matters. The role of the mediator can
vary. Some mediators will give their non-binding opinion about what
a court would decide. Other mediators will avoid giving an opinion but
will encourage parties to carefully consider certain aspects of the
dispute. Still other mediators focus on how the dispute has impacted
the disputants’ relationship. In most cases, mediation is confidential
and private.
MINI TRIAL
In Canada, mini-trials are
voluntary decision-making processes among corporations that are involved
in a dispute. Senior executives from each corporation, with the assistance
of an outside, neutral third party, agree to attempt to negotiate a
collaborative resolution. The facts are presented to them by middle
management and possibly by lawyers in a trial-like format. The process
is voluntary and can be arranged much sooner than a trial. It can be
costly, particularly if the dispute is complex. At the same time, it
is private, relatively fast, and may preserve the corporate relationship.
NEGOTATION
The disputants only, or the
disputants and their lawyers, negotiate the resolution of their dispute.
When an integrative process is used to reach the resolution, negotiation
can be very satisfying. When power is used to force a resolution, there
may be resentment. Negotiation can be fast, voluntary, creative and
private. The cost of negotiation depends on when the resolution is achieved.
If litigation has commenced and the resolution is just before trial,
the costs are much higher.
NEUTRAL CASE EVALUATION
A neutral third party is
agreed upon by the disputants and directed to provide a non-binding
opinion about how the dispute, or a specific aspect of the dispute,
would be determined by a court. Typically, the evaluator has expertise
in the subject matter of the dispute. While the outcome is persuasive
only, it often assists parties to reach a resolution. It is confidential.
PARTNERING
In this form of voluntary
dispute resolution, organizations or businesses that will be working
together on a specific project, use a facilitator to assist them to
decide beforehand the dispute resolution procedures that will be used
to resolve disputes that may arise among them during the project. Partnering
is an example of dispute management.
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<<KEY CONSIDERATIONS>>
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- Time
Is
it important to you to resolve the dispute quickly? Does it matter
how much time is spent preparing for, and participating in, the
dispute resolution process?
- Resources
What will each process cost –
In lost opportunity? In legal and other related expenses? In personal
stress?
- Ability
to Negotiate
Is collaboration possible between
the disputants? Is each disputant seeking a realistic outcome?
Are you emotionally ready to negotiate?
- Privacy
How will publicity affect you,
your business, your family and your relationship with the other
disputant? Does the dispute itself have a public dimension? Is
there a reason to seek a court decision?
- Outcome
What do you need – A non-binding
neutral evaluation of contentious facts or criteria? A decision
reached by a neutral party? A detailed, voluntary agreement reached
by the disputants?
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